Fee Audit Candidates

Wondering if you are right for a fee audit?  Review our list below.

Investors who may benefit most from a fee audit include:

• Investors who have been with the same advisor for more than 10 years.

• Investors whose advisors only give them returns gross of fees (versus net of fees).

• Investors who have consistently performed below the benchmarks. 

• Investors who have accounts called or referred to as:

  • Separately Managed Account

  • Separate Account

  • Private Account

  • Outside Money Management 

  • Wrap Fee Account

  • Dual Contract Accounts

  • Platform Account

  • Discretionary Accounts

  • Separately Managed Institutional Account

  • Managed Money

  • Short Against the Box

  • Selling Short Against the Box

  • Account Managed by Corporate Trustees